secwatch.observer — SEC 8-K summary ====================================== Issuer: FiscalNote Holdings, Inc. (NOTE) CIK: 0001823466 Form: 8-K Filed at: 2024-11-29T23:59:59+00:00 Accession: 0001193125-24-267900 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 FiscalNote receives NYSE non-compliance notice for minimum $1.00 share price; six-month cure period. -------------------------------------------------------------------------------- - NYSE notified FiscalNote on Nov 25, 2024 that 30-day avg closing price fell below $1.00. - Company has six months from notice to regain compliance; must respond within 10 business days. - FiscalNote common stock (NOTE) continues trading on NYSE during cure period. - Notice does not affect business operations, SEC reporting, or cause debt default. - Board reviewing alternatives; company focused on profitability and growth. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1823466/000119312524267900/0001193125-24-267900-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1823466/000119312524267900/d881520d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-267900 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer