secwatch.observer — SEC 8-K summary ====================================== Issuer: LUMOS PHARMA, INC. (—) CIK: 0001126234 Form: 8-K Filed at: 2024-12-12T23:59:59+00:00 Accession: 0001193125-24-276512 Event type: m_and_a Sentiment: neutral Materiality: 0.90 Item codes: 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Lumos Pharma acquired by DPV Parent for $4.25/share plus CVR; stock delisted ---------------------------------------------------------------------------- - Merger completed Dec 12, 2024; shareholders received $4.25 cash plus one non-transferable CVR per share. - CVR entitles holders to milestone payments of up to $6.50 based on net revenue and company sale triggers. - Tender offer closed with 75.62% of shares tendered; merger effected under DGCL Section 251(h). - Total equity value of transaction approx $38 million; stock delisted from Nasdaq. - Entire board resigned; Christopher Uzpen appointed sole director of surviving entity. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1126234/000119312524276512/0001193125-24-276512-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1126234/000119312524276512/d909721d8k.htm HTML page: https://secwatch.observer/filing/0001193125-24-276512 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer