secwatch.observer — SEC 8-K summary
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Issuer:     Hercules Capital, Inc. (HTGC)
CIK:        0001280784
Form:       8-K
Filed at:   2024-12-12T23:59:59+00:00
Accession:  0001193125-24-277131
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hercules Capital files to sell up to 30M shares via ATM program with Jefferies and Citizens JMP
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- Up to 30,000,000 shares may be sold at-the-market; proceeds for investments, acquisitions, debt retirement, and general corporate purposes.
- Equity distribution agreements with Citizens JMP Securities LLC and Jefferies LLC; commission up to 2.0% of gross sales price.
- Offering made under shelf registration statement filed Dec 11, 2024; shares sold on NYSE or through market makers.
- Replaces prior ATM agreement dated May 5, 2023; new agreements dated December 12, 2024.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1280784/000119312524277131/0001193125-24-277131-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1280784/000119312524277131/d873640d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-24-277131

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