secwatch.observer — SEC 8-K summary ====================================== Issuer: Olema Pharmaceuticals, Inc. (OLMA) CIK: 0001750284 Form: 8-K Filed at: 2025-01-10T23:59:59+00:00 Accession: 0001193125-25-004427 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Olema exchanges ~6.07M shares for pre-funded warrants with Bain, Paradigm, BVF ------------------------------------------------------------------------------ - Entered exchange agreements to swap 6,070,000 common shares for pre-funded warrants at $0.0001 exercise price. - Exchange expected to close Jan 13, 2025; post-close outstanding shares estimated at 68,333,065. - Warrants exercisable immediately; beneficial ownership capped at 9.99% (can be raised to 19.99% with notice). - Issuance exempt from registration under Securities Act Section 3(a)(9); not a registered offering. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1750284/000119312525004427/0001193125-25-004427-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1750284/000119312525004427/d915597d8k.htm HTML page: https://secwatch.observer/filing/0001193125-25-004427 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer