---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-25-012203"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2025-01-24T23:59:59+00:00"
generated_at: "2026-05-27T10:36:19.069685+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.15
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment enters new advisory agreement after adviser change of control; terms unchanged

## Summary
- New advisory agreement with Gladstone Management Corp effective Jan 24, 2025.
- No changes to fee structure (2.00% base fee, incentive fee with 7% hurdle) or services.
- Agreement required due to change of control of the adviser under a voting trust.
- Stockholders approved the new agreement at a meeting on Jan 4, 2024.
- Agreement has two-year initial term, renewable annually; termination on 60 days' notice.

## SEC filing metadata
- accession: 0001193125-25-012203
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2025-01-24T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.15
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312525012203/0001193125-25-012203-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312525012203/d49044d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-25-012203
- JSON: https://secwatch.observer/filing/0001193125-25-012203.json
- Plain text: https://secwatch.observer/filing/0001193125-25-012203.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.