secwatch.observer — SEC 8-K summary
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Issuer:     GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
CIK:        0001321741
Form:       8-K
Filed at:   2025-01-24T23:59:59+00:00
Accession:  0001193125-25-012203
Event type: other_material
Sentiment:  neutral
Materiality: 0.15
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Gladstone Investment enters new advisory agreement after adviser change of control; terms unchanged
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- New advisory agreement with Gladstone Management Corp effective Jan 24, 2025.
- No changes to fee structure (2.00% base fee, incentive fee with 7% hurdle) or services.
- Agreement required due to change of control of the adviser under a voting trust.
- Stockholders approved the new agreement at a meeting on Jan 4, 2024.
- Agreement has two-year initial term, renewable annually; termination on 60 days' notice.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1321741/000119312525012203/0001193125-25-012203-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1321741/000119312525012203/d49044d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-25-012203

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