---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-25-036781"
form_type: "8-K"
ticker: "LPLA"
cik: "0001397911"
company_name: "LPL Financial Holdings Inc."
filed_at: "2025-02-26T23:59:59+00:00"
generated_at: "2026-05-26T03:27:31.179793+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# LPL issues $1.25B in senior notes: $750M 5.200% due 2030, $500M 5.650% due 2035

## Summary
- Issued $750M 5.200% Senior Notes due March 15, 2030, and $500M 5.650% Senior Notes due March 15, 2035.
- Net proceeds to repay outstanding borrowings under its revolving credit facility and for general corporate purposes.
- Notes are senior unsecured obligations fully and unconditionally guaranteed by LPL Financial Holdings Inc.
- Interest payable semi-annually on March 15 and September 15, commencing September 15, 2025.
- Senior Notes may be redeemed prior to par call dates at Treasury Rate plus 15 bps (2030) or 20 bps (2035).

## SEC filing metadata
- accession: 0001193125-25-036781
- form_type: 8-K
- ticker: LPLA
- cik: 0001397911
- company_name: LPL Financial Holdings Inc.
- filed_at: 2025-02-26T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000119312525036781/0001193125-25-036781-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1397911/000119312525036781/d919242d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-25-036781
- JSON: https://secwatch.observer/filing/0001193125-25-036781.json
- Plain text: https://secwatch.observer/filing/0001193125-25-036781.txt

## Key facts
- Debt Financings
  LPL Financial Holdings Inc. incurred senior notes of $750.0 million aggregate principal amount of 5.200% Senior Notes due 2030 and $500.0 million aggregate principal amount with U.S. Bank Trust Company, National Association at 5.200% per year maturing March 15, 2030.
  - Instrument: senior notes
  - Principal: $750.0 million aggregate principal amount of 5.200% Senior Notes due 2030 and $500.0 million aggregate principal amount
  - Counterparty: U.S. Bank Trust Company, National Association
  - Rate: 5.200% per year
  - Maturity: March 15, 2030
  - Event: incurrence
  source text: On February 26, 2025, LPL Holdings, Inc. (the “Company”), a wholly-owned subsidiary of LPL Financial Holdings Inc. (the “Guarantor”), completed the issuance and sale of $750.0 million aggregate principal amount of 5.200% Senior Notes due 2030 (the “2030 Notes”) and $500.0 million aggregate principal amount of 5.650% Senior Notes due 2035 (the “2035 Notes” and, together with the 2030 Notes, the “Senior Notes”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000119312525036781/0001193125-25-036781-index.htm
- Debt Financings
  LPL Financial Holdings Inc. incurred senior notes of $750.0 million aggregate principal amount of 5.200% Senior Notes due 2030 with U.S. Bank Trust Company, National Association at 5.200% per year maturing March 15, 2030.
  - Instrument: senior notes
  - Principal: $750.0 million aggregate principal amount of 5.200% Senior Notes due 2030
  - Counterparty: U.S. Bank Trust Company, National Association
  - Rate: 5.200% per year
  - Maturity: March 15, 2030
  - Event: incurrence
  source text: The Senior Notes were issued pursuant to an Indenture, dated November 17, 2023, among the Company, the Guarantor and U.S. Bank Trust Company, National Association, as trustee (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, dated February 26, 2025 (the “Fourth Supplemental Indenture”), and by the Fifth Supplemental Indenture, dated February 26, 2025 (the “Fifth Supplemental Indenture,” and, together with the Base Indenture and the Fourth Supplemental Indenture, the “Indenture”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000119312525036781/0001193125-25-036781-index.htm
- Debt Financings
  LPL Financial Holdings Inc. incurred senior notes of $500.0 million aggregate principal amount of 5.650% Senior Notes due 2035 with U.S. Bank Trust Company, National Association at 5.650% per year maturing March 15, 2035.
  - Instrument: senior notes
  - Principal: $500.0 million aggregate principal amount of 5.650% Senior Notes due 2035
  - Counterparty: U.S. Bank Trust Company, National Association
  - Rate: 5.650% per year
  - Maturity: March 15, 2035
  - Event: incurrence
  source text: The Senior Notes were issued pursuant to an Indenture, dated November 17, 2023, among the Company, the Guarantor and U.S. Bank Trust Company, National Association, as trustee (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, dated February 26, 2025 (the “Fourth Supplemental Indenture”), and by the Fifth Supplemental Indenture, dated February 26, 2025 (the “Fifth Supplemental Indenture,” and, together with the Base Indenture and the Fourth Supplemental Indenture, the “Indenture”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000119312525036781/0001193125-25-036781-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.