---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-25-134140"
form_type: "8-K"
ticker: "LPLA"
cik: "0001397911"
company_name: "LPL Financial Holdings Inc."
filed_at: "2025-06-03T23:59:59+00:00"
generated_at: "2026-05-20T01:14:24.588031+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Chief Legal Officer Althea Brown resigns effective June 30, 2025 for personal career break

## Summary
- Althea Brown submitted resignation as Chief Legal Officer and Corporate Secretary, effective June 30, 2025.
- Brown stated she made a personal decision to take a career break after more than 28 years in executive roles.
- She will assist with a transition plan while the company searches for a successor.
- Brown was a named executive officer in LPL Financial's most recent proxy filing.

## SEC filing metadata
- accession: 0001193125-25-134140
- form_type: 8-K
- ticker: LPLA
- cik: 0001397911
- company_name: LPL Financial Holdings Inc.
- filed_at: 2025-06-03T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000119312525134140/0001193125-25-134140-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1397911/000119312525134140/d30800d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-25-134140
- JSON: https://secwatch.observer/filing/0001193125-25-134140.json
- Plain text: https://secwatch.observer/filing/0001193125-25-134140.txt

## Key facts
- Executive change
  Althea Brown resigned as Chief Legal Officer and Corporate Secretary at LPL Financial Holdings Inc..
  - Action: resigned
  - Role: Chief Legal Officer and Corporate Secretary
  source text: Althea Brown submitted her resignation as the Chief Legal Officer and Corporate Secretary of LPL Financial Holdings Inc. (the “Company”) effective June 30, 2025, when she will depart the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1397911/000119312525134140/0001193125-25-134140-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.