secwatch.observer — SEC 8-K summary ====================================== Issuer: LPL Financial Holdings Inc. (LPLA) CIK: 0001397911 Form: 8-K Filed at: 2025-06-03T23:59:59+00:00 Accession: 0001193125-25-134140 Event type: leadership Sentiment: neutral Materiality: 0.60 Item codes: 5.02 LLM model: deepseek-v4-flash:cloud@v2 Chief Legal Officer Althea Brown resigns effective June 30, 2025 for personal career break -------------------------------------------------------------------------------- - Althea Brown submitted resignation as Chief Legal Officer and Corporate Secretary, effective June 30, 2025. - Brown stated she made a personal decision to take a career break after more than 28 years in executive roles. - She will assist with a transition plan while the company searches for a successor. - Brown was a named executive officer in LPL Financial's most recent proxy filing. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1397911/000119312525134140/0001193125-25-134140-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1397911/000119312525134140/d30800d8k.htm HTML page: https://secwatch.observer/filing/0001193125-25-134140 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer