---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-25-134147"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2025-06-03T23:59:59+00:00"
generated_at: "2026-05-20T01:04:00.729318+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment adds M&T Securities as sales agent for up to $75M ATM offering

## Summary
- Entered amendments to existing sales agreements and a new agreement with M&T Securities, collectively authorizing up to $75M in common stock ATM sales.
- M&T joins Oppenheimer, B. Riley, and Virtu as a sales agent; M&T commission up to 2.0% of gross proceeds per share sold.
- Offering made under the Company's effective shelf registration statement (File No. 333-277452) and related prospectus supplements.
- The amendments and new agreement were dated June 2, 2025 and filed as Exhibits 1.1 through 1.4.

## SEC filing metadata
- accession: 0001193125-25-134147
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2025-06-03T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312525134147/0001193125-25-134147-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312525134147/d908654d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-25-134147
- JSON: https://secwatch.observer/filing/0001193125-25-134147.json
- Plain text: https://secwatch.observer/filing/0001193125-25-134147.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.