secwatch.observer — SEC 8-K summary
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Issuer:     GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
CIK:        0001321741
Form:       8-K
Filed at:   2025-06-03T23:59:59+00:00
Accession:  0001193125-25-134147
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Gladstone Investment adds M&T Securities as sales agent for up to $75M ATM offering
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- Entered amendments to existing sales agreements and a new agreement with M&T Securities, collectively authorizing up to $75M in common stock ATM sales.
- M&T joins Oppenheimer, B. Riley, and Virtu as a sales agent; M&T commission up to 2.0% of gross proceeds per share sold.
- Offering made under the Company's effective shelf registration statement (File No. 333-277452) and related prospectus supplements.
- The amendments and new agreement were dated June 2, 2025 and filed as Exhibits 1.1 through 1.4.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1321741/000119312525134147/0001193125-25-134147-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1321741/000119312525134147/d908654d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-25-134147

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