secwatch.observer — SEC 8-K summary ====================================== Issuer: Hercules Capital, Inc. (HTGC) CIK: 0001280784 Form: 8-K Filed at: 2025-06-20T23:59:59+00:00 Accession: 0001193125-25-143667 Event type: other_material Sentiment: neutral Materiality: 0.15 Item codes: 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Hercules Capital shareholders reject proposal to sell shares below NAV at annual meeting -------------------------------------------------------------------------------- - Elected directors Scott Bluestein, Wade Loo, DeAnne Aguirre to Class III terms until 2028. - Advisory vote approved named executive officer compensation (56.1M for, 6.4M against). - Proposal to authorize sale or issuance of shares below NAV failed (52.6M for, 11.1M against, excluding affiliates). - Ratified PwC as independent auditor for FY2025 (124.6M for, 1.8M against). - Broker non-votes of ~62.2M shares on all proposals except auditor ratification. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1280784/000119312525143667/0001193125-25-143667-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1280784/000119312525143667/d830830d8k.htm HTML page: https://secwatch.observer/filing/0001193125-25-143667 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer