secwatch.observer — SEC 8-K summary ====================================== Issuer: ONE STOP SYSTEMS, INC. (OSS) CIK: 0001394056 Form: 8-K Filed at: 2025-10-01T23:59:59+00:00 Accession: 0001193125-25-226784 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 OSS raises $12.5M in registered direct offering of 2.5M shares at $5.00 each ---------------------------------------------------------------------------- - Gross proceeds of $12.5M from sale of 2,500,000 shares of common stock at $5.00/share. - Proceeds to fund growth strategy, working capital, M&A, and domestic/international expansion. - Offering closed on October 1, 2025; use of shelf registration statement (File No. 333-274073). - A.G.P./Alliance Global Partners (lead) and Roth Capital Partners acted as placement agents. - Directors, officers locked up for 90 days; company locked up for 45 days post-closing. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1394056/000119312525226784/0001193125-25-226784-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1394056/000119312525226784/oss-20251001.htm HTML page: https://secwatch.observer/filing/0001193125-25-226784 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer