secwatch.observer — SEC 8-K summary ====================================== Issuer: XOMA Royalty Corp (XOMA) CIK: 0000791908 Form: 8-K Filed at: 2025-10-03T23:59:59+00:00 Accession: 0001193125-25-230466 Event type: other Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 XOMA enters ATM sales agreements for up to $125M in common stock and preferred depositary shares -------------------------------------------------------------------------------- - Up to $75M common stock ATM with Leerink Partners; 3% commission. - Up to $50M depositary shares (Series B preferred) ATM with H.C. Wainwright; 3% commission. - Proceeds intended for royalty acquisitions, working capital, and preferred dividends. - Offers registered under existing S-3 shelf (File No. 333-277794) effective June 2024. - Company is not obligated to sell any shares; may terminate agreements at any time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/791908/000119312525230466/0001193125-25-230466-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/791908/000119312525230466/d64736d8k.htm HTML page: https://secwatch.observer/filing/0001193125-25-230466 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer