---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-25-274307"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2025-11-10T23:59:59+00:00"
generated_at: "2026-05-16T22:16:57.158680+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment prices $60M 6.875% Notes due 2028 offering

## Summary
- Issued $60M aggregate principal of 6.875% Notes due Nov 1, 2028, priced Nov 6, 2025.
- Interest payable semi-annually on May 1 and Nov 1, beginning May 1, 2026.
- Net proceeds to repay credit facility, fund investments, and for general corporate purposes.
- Notes are unsecured, rank pari passu with existing unsecured notes; not exchange-listed.
- B. Riley Securities acted as sole book-running manager; closing on Nov 10, 2025.

## SEC filing metadata
- accession: 0001193125-25-274307
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2025-11-10T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312525274307/0001193125-25-274307-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312525274307/d86111d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-25-274307
- JSON: https://secwatch.observer/filing/0001193125-25-274307.json
- Plain text: https://secwatch.observer/filing/0001193125-25-274307.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.