secwatch.observer — SEC 8-K summary
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Issuer:     GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
CIK:        0001321741
Form:       8-K
Filed at:   2025-11-10T23:59:59+00:00
Accession:  0001193125-25-274307
Event type: debt
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Gladstone Investment prices $60M 6.875% Notes due 2028 offering
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- Issued $60M aggregate principal of 6.875% Notes due Nov 1, 2028, priced Nov 6, 2025.
- Interest payable semi-annually on May 1 and Nov 1, beginning May 1, 2026.
- Net proceeds to repay credit facility, fund investments, and for general corporate purposes.
- Notes are unsecured, rank pari passu with existing unsecured notes; not exchange-listed.
- B. Riley Securities acted as sole book-running manager; closing on Nov 10, 2025.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1321741/000119312525274307/0001193125-25-274307-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1321741/000119312525274307/d86111d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-25-274307

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