Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
LM FUNDING AMERICA, INC. entered into Placement Agency Agreement with Maxim Group LLC valued at cash fee equal to 6.0% of the aggregate gross proceeds (effective 2025-12-19).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Maxim Group LLC
- Value
- cash fee equal to 6.0% of the aggregate gross proceeds
- Effective
- 2025-12-19
Exact text from the filing
on December 19, 2025, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent as the exclusive placement agent for the Company.
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
LM FUNDING AMERICA, INC. entered into Securities Purchase Agreement with institutional investors valued at aggregate gross proceeds of approximately $6.0 million (effective 2025-12-19).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- institutional investors
- Value
- aggregate gross proceeds of approximately $6.0 million
- Effective
- 2025-12-19
Exact text from the filing
On December 19, 2025, LM Funding America, Inc. (the “Company”) and institutional investors (the “Purchasers”) entered into a securities purchase agreement (the “Securities Purchase Agreement”), pursuant to which the Company agreed to issue to the Purchasers, in a registered direct offering (the “RDO”), 1,822,535 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (“Common Stock”), pre-funded warrants to purchase 7,332,395 shares of Common Stock (the “Pre-Funded Warrants”) with an exercise price of $0.001 per share in lieu of Shares, and common warrants to purchase 9,154,930 shares of Common Stock (the “Common Warrants”) with an exercise price of $0.71.
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
LM FUNDING AMERICA, INC. amended Repriced Warrants with an investor that participated in the RDO valued at exercise price reduced to $0.87 per share from $2.95 per share (effective 2025-12-22).
- Action
- amendment
- Counterparty
- an investor that participated in the RDO
- Value
- exercise price reduced to $0.87 per share from $2.95 per share
- Effective
- 2025-12-22
Exact text from the filing
the Company agreed, contemporaneously with the closing of the RDO, to reduce the exercise price of 3,472,740 outstanding common stock warrants issued on December 29, 2024 (the “Repriced Warrants”), held by an investor that participated in the RDO, subject to stockholder approval.
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