{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-25-335497","form_type":"8-K","ticker":"APVO","cik":"0001671584","company_name":"Aptevo Therapeutics Inc.","filed_at":"2025-12-29T23:59:59+00:00","discovered_at":"2026-05-14T18:02:40.106042+00:00","generated_at":"2026-05-16T12:06:54.648938+00:00","sec_items":["5.03","9.01"],"event_type":"other","sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Aptevo Therapeutics files 1-for-18 reverse stock split effective Dec 29, 2025","bullets":["Reverse split ratio 1-for-18 approved by board Dec 17; effective Dec 29 at 5:01 PM ET.","Split-adjusted trading on Nasdaq begins Dec 30; new CUSIP 03835L702.","No fractional shares issued; cash in lieu; adjustments to options, warrants, RSUs.","Stockholders approved split on July 24, 2025 Special Meeting; range 1:6–1:22.","Forward-looking statements acknowledge risk of ability to continue as going concern."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-25-335497","json":"https://secwatch.observer/filing/0001193125-25-335497.json","markdown":"https://secwatch.observer/filing/0001193125-25-335497.md","text":"https://secwatch.observer/filing/0001193125-25-335497.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/apvo-20251229.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T12:06:54.648938+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"01e68f6a8e35c126debdc129cb263e435313af47","claim":"Aptevo Therapeutics Inc.: Amendment to Certificate of Incorporation to effect a 1-for-18 reverse stock split (effective 2025-12-29).","evidence_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001178253-26-000017","ticker":"SCYX","company_name":"SCYNEXIS INC","filed_at":"2026-05-29T20:01:37+00:00","headline":"SCYNEXIS effects 1:8 reverse stock split; authorized shares cut to 18.75M","event_type":"other","sec_items":["5.03","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001178253-26-000017","json":"https://secwatch.observer/filing/0001178253-26-000017.json","markdown":"https://secwatch.observer/filing/0001178253-26-000017.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1178253/000117825326000017/0001178253-26-000017-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1178253/000117825326000017/scyx-20260528.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"On May 28, 2026, SCYNEXIS, Inc., a Delaware corporation (the “Company”), filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Amendment”), to effect a one-for-eight (1:8) reverse stock split of its outstanding common stock (the “Reverse Stock Split”) and a reduction in the total number of authorized shares of its common stock from 150,000,000 to 18,750,000, effective as of May 29, 2026 (the “Share Reduction”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1178253/000117825326000017/0001178253-26-000017-index.htm"}},{"accession":"0001193125-26-251689","ticker":"SCHW","company_name":"SCHWAB CHARLES CORP","filed_at":"2026-06-01T21:00:25+00:00","headline":"Charles Schwab files Certificate of Elimination for Series I Preferred Stock","event_type":"other","sec_items":["5.03","9.01"],"materiality_score":0.15,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-251689","json":"https://secwatch.observer/filing/0001193125-26-251689.json","markdown":"https://secwatch.observer/filing/0001193125-26-251689.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/316709/000119312526251689/0001193125-26-251689-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/316709/000119312526251689/d143555d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"On June 1, 2026, The Charles Schwab Corporation (the “Company”) filed a Certificate of Elimination with the Secretary of State of the State of Delaware with respect to the Company’s 4.000% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I (“Series I Preferred Stock”), which, effective upon filing, eliminated from the Company’s Fifth Restated Certificate of Incorporation, as amended, all matters set forth in the Certificate of Designations for the Series I Preferred Stock.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526251689/0001193125-26-251689-index.htm"}},{"accession":"0001395942-26-000022","ticker":"OPLN","company_name":"OPENLANE, Inc.","filed_at":"2026-05-29T17:57:10+00:00","headline":"OPENLANE eliminates Series A Convertible Preferred Stock from charter","event_type":"other","sec_items":["5.03","9.01"],"materiality_score":0.2,"calibrated_materiality_score":0.2,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0001395942-26-000022","json":"https://secwatch.observer/filing/0001395942-26-000022.json","markdown":"https://secwatch.observer/filing/0001395942-26-000022.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1395942/000139594226000022/0001395942-26-000022-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1395942/000139594226000022/kar-20260529.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"On May 29, 2026, OPENLANE, Inc. (the “Company”) filed a Certificate of Elimination (the “Certificate of Elimination”) with the Secretary of State of the State of Delaware effecting the elimination of the Certificate of Designations relating to the Company’s Series A Convertible Preferred Stock (the “Series A Preferred Stock”) previously filed by the Company with the Secretary of State of the State of Delaware on June 9, 2020.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1395942/000139594226000022/0001395942-26-000022-index.htm"}},{"accession":"0000014707-26-000070","ticker":"CAL","company_name":"CALERES INC","filed_at":"2026-05-28T21:22:24+00:00","headline":"Caleres reduces board size from 11 to 10; shareholders re-elect all directors and approve compensation plan","event_type":"other","sec_items":["5.03","5.07","9.01"],"materiality_score":0.1,"calibrated_materiality_score":0.1,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0000014707-26-000070","json":"https://secwatch.observer/filing/0000014707-26-000070.json","markdown":"https://secwatch.observer/filing/0000014707-26-000070.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/14707/000001470726000070/0000014707-26-000070-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/14707/000001470726000070/cal-20260528x8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"On May 28, 2026, the Board of Directors amended Article II, Section 1 of the Company’s Bylaws to decrease the number of directors from eleven to ten, effective May 28, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/14707/000001470726000070/0000014707-26-000070-index.htm"}},{"accession":"0001213900-26-062184","ticker":"RLMD","company_name":"RELMADA THERAPEUTICS, INC.","filed_at":"2026-05-28T20:59:47+00:00","headline":"Relmada increases authorized common shares to 200M; stockholders approve 2021 Plan amendment","event_type":"other","sec_items":["5.03","5.07","9.01"],"materiality_score":0.35,"calibrated_materiality_score":0.35,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-062184","json":"https://secwatch.observer/filing/0001213900-26-062184.json","markdown":"https://secwatch.observer/filing/0001213900-26-062184.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1553643/000121390026062184/0001213900-26-062184-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1553643/000121390026062184/ea0292521-8k_relmada.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"On May 28, 2026, Relmada Therapeutics, Inc. (the “Company”) filed a Certificate of Amendment to its Articles of Incorporation, as amended, with the Secretary of State of Nevada to increase the number of authorized shares of the Company’s common stock from 150,000,000 to 200,000,000 shares (the “ Charter Amendment ”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1553643/000121390026062184/0001213900-26-062184-index.htm"}},{"accession":"0001437749-26-018579","ticker":"SLE","company_name":"Super League Enterprise, Inc.","filed_at":"2026-05-27T20:31:43+00:00","headline":"Super League Enterprise cancels Series AA Preferred Stock designation","event_type":"other","sec_items":["3.03","5.03","9.01"],"materiality_score":0.05,"calibrated_materiality_score":0.05,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-26-018579","json":"https://secwatch.observer/filing/0001437749-26-018579.json","markdown":"https://secwatch.observer/filing/0001437749-26-018579.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1621672/000143774926018579/0001437749-26-018579-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1621672/000143774926018579/slgg20260527_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"On May 22, 2026 (the “ Effective Date ”), Super League Enterprise, Inc. (the “ Company ”) filed a Cancellation of Certificate of Designation with the Secretary of State of the State of Delaware to terminate the designation of its Series AA Preferred Stock (the “ Certificate of Cancellation ”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1621672/000143774926018579/0001437749-26-018579-index.htm"}},{"accession":"0001551306-26-000109","ticker":"PGNY","company_name":"Progyny, Inc.","filed_at":"2026-05-27T13:13:46+00:00","headline":"Progyny shareholders approve elimination of supermajority voting requirements","event_type":"other","sec_items":["5.03","5.07","9.01"],"materiality_score":0.3,"calibrated_materiality_score":0.3,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0001551306-26-000109","json":"https://secwatch.observer/filing/0001551306-26-000109.json","markdown":"https://secwatch.observer/filing/0001551306-26-000109.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1551306/000155130626000109/0001551306-26-000109-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1551306/000155130626000109/pgny-20260521.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"Progyny, Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) on May 21, 2026. At the Annual Meeting, the Company’s stockholders approved certain amendments (the “Charter Amendments”) to the Company’s Certificate of Incorporation. As further described in Proposals 4 and 5 of the Company’s definitive proxy statement filed on April 10, 2026 (the “Proxy Statement”), the Charter Amendments (a) eliminate certain supermajority voting requirements (the “Supermajority Amendments”), and (b) eliminate the default supermajority voting requirement concerning certain business combinations. The Charter Amendments became effective upon the filing of a Certificate of Amendment (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware on May 21, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1551306/000155130626000109/0001551306-26-000109-index.htm"}},{"accession":"0001193125-26-236862","ticker":"TCRX","company_name":"TScan Therapeutics, Inc.","filed_at":"2026-05-22T20:05:44+00:00","headline":"TScan Therapeutics stockholders approve doubling authorized shares to 600M and elect directors","event_type":"other","sec_items":["5.03","5.07","9.01"],"materiality_score":0.25,"calibrated_materiality_score":0.25,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 9.01","same event type: other"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-236862","json":"https://secwatch.observer/filing/0001193125-26-236862.json","markdown":"https://secwatch.observer/filing/0001193125-26-236862.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1783328/000119312526236862/0001193125-26-236862-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1783328/000119312526236862/d43301d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"Accordingly, on December 29, 2025, the Company filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split. The Amendment was effective at 5:01 p.m. Eastern Time on December 29, 2025 (the “Effective Time”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1671584/000119312525335497/0001193125-25-335497-index.htm","comparable_excerpt":"the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of voting common stock from 300,000,000 to 600,000,000","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1783328/000119312526236862/0001193125-26-236862-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}