Houlihan Lokey amends voting trust agreement; revises termination and excess share voting

HOULIHAN LOKEY, INC.

Termination provisions revised: trust ends 10 years after all Class B converts or when trust holds <5% of outstanding shares.
If trust holds >30% after conversion, trustees must vote excess shares proportionally with other stockholders.
Former employees not employed for 12+ months may have shares released from trust after conversion date.
Employees may withdraw shares for pledging, hedging, or monetization transactions allowed under insider trading policy.
Special Committee of disinterested directors unanimously approved the amendment.

item 1.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

HOULIHAN LOKEY, INC. entered into A&R Voting Trust Agreement with the trustees named therein (effective 2025-12-30).

Action: entry
Counterparty: the trustees named therein
Effective: 2025-12-30

Exact text from the filing

On December 30, 2025, Houlihan Lokey, Inc. (the “Company”) entered into an amended and restated voting trust agreement (the “A&R Voting Trust Agreement”), by and among the Company and the trustees named therein (collectively, the “Trustees”).

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HOULIHAN LOKEY, INC. filing history →

Source: SEC EDGAR

accession 0001193125-25-337079

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