secwatch.observer — SEC 8-K summary ====================================== Issuer: LM FUNDING AMERICA, INC. (LMFA) CIK: 0001640384 Form: 8-K Filed at: 2026-01-09T23:59:59+00:00 Accession: 0001193125-26-008955 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 LM Funding receives Nasdaq delisting notice for bid price below $1.00 for 35 days -------------------------------------------------------------------------------- - Received Nasdaq letter on Jan 7, 2026, for non-compliance with minimum bid price rule (closing bid below $1.00 for 35 consecutive days). - Has 180-day grace period until July 6, 2026, to regain compliance by having bid price at $1.00+ for 10 consecutive days. - If not cured by July 6, may qualify for second 180-day period if meets other initial listing standards and notifies Nasdaq of intent to cure via reverse stock split. - Failure to regain compliance could lead to delisting unless a hearing is requested and granted. - Company states no immediate impact on business or SEC reporting obligations, but no assurance of regaining compliance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1640384/000119312526008955/0001193125-26-008955-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1640384/000119312526008955/lmfa-20260107.htm HTML page: https://secwatch.observer/filing/0001193125-26-008955 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer