secwatch.observer — SEC 8-K summary ====================================== Issuer: Bakkt, Inc. (BKKT) CIK: 0001820302 Form: 8-K Filed at: 2026-01-20T23:59:59+00:00 Accession: 0001193125-26-016077 Event type: other_material Sentiment: neutral Materiality: 0.75 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Bakkt enters ATM offering agreement to sell up to $300M of Class A common stock ------------------------------------------------------------------------------- - Agreement dated Jan 16, 2026 with 7 sales agents for at-the-market offering of up to $300M of common stock. - Sales may be made on NYSE at prevailing market prices; company has no obligation to sell any shares. - Proceeds for general corporate purposes; agents receive commission based on gross sales price. - Offered under effective S-3 registration statement (333-288361) and prospectus supplement dated Jan 20, 2026. - Company may terminate agreement upon 3 business days' notice to agents. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1820302/000119312526016077/0001193125-26-016077-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1820302/000119312526016077/d43240d8k.htm HTML page: https://secwatch.observer/filing/0001193125-26-016077 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer