secwatch.observer — SEC 8-K summary ====================================== Issuer: HIGHLAND GLOBAL ALLOCATION FUND (HGLB) CIK: 0001622148 Form: 8-K Filed at: 2026-01-28T23:59:59+00:00 Accession: 0001193125-26-026847 Event type: other_material Sentiment: neutral Materiality: 0.35 Item codes: 5.02, 5.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Highland Global Allocation Fund reallocates trustees after Ward's death; amends governing docs -------------------------------------------------------------------------------- - On January 28, 2026, the Board increased its size from 9 to 10 and elected Shai Weiss as a Class III director. - The Board accepted the resignation of Dorri McWhorter and then reappointed her as a Class I Trustee, effective January 16, 2026, due to the passing of Bryan A. Ward. - Ms. McWhorter resumed her previous committee assignments, including serving as chair of the audit committee. - Effective January 27, 2026, the Board approved the Second Amended and Restated Declaration of Trust and Third Amended and Restated Bylaws. - The amended documents incorporate prior board-approved amendments and clarify forum selection, shareholder proposals and nominations, and shareholder meetings. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1622148/000119312526026847/0001193125-26-026847-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1622148/000119312526026847/d81667d8k.htm HTML page: https://secwatch.observer/filing/0001193125-26-026847 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer