secwatch.observer — SEC 8-K summary ====================================== Issuer: HIGHLAND OPPORTUNITIES & INCOME FUND (HFRO) CIK: 0001710680 Form: 8-K Filed at: 2026-01-28T23:59:59+00:00 Accession: 0001193125-26-026852 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 5.02, 5.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Highland Opportunities amends governing docs; board reallocates after trustee death -------------------------------------------------------------------------------- - Board accepted resignation of Dorri McWhorter from Class III, reappointed her as Class I Trustee effective Jan 16, 2026, following death of Bryan Ward. - Fourth Amended and Restated Declaration of Trust and Bylaws approved, effective Jan 27, 2026. - Amendments clarify forum selection (Massachusetts courts), shareholder proposal and nomination requirements, and meeting procedures. - Ms. McWhorter resumes all committee assignments including Audit Committee chair. - Compensation unchanged under standard trustee arrangements described in May 2025 proxy. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1710680/000119312526026852/0001193125-26-026852-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1710680/000119312526026852/d79673d8k.htm HTML page: https://secwatch.observer/filing/0001193125-26-026852 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer