---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-046552"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2026-02-11T23:59:59+00:00"
generated_at: "2026-05-16T03:14:38.066658+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment announces $100M 7.125% Notes due 2031 offering

## Summary
- Issued $100M aggregate principal amount of 7.125% Notes due 2031.
- Underwriters granted 30-day option to purchase up to $15M additional notes for overallotments.
- Oppenheimer & Co. Inc. leads the underwriting syndicate.
- Closing expected on February 18, 2026, subject to customary conditions.
- Offering made under shelf registration statement on Form N-2.

## SEC filing metadata
- accession: 0001193125-26-046552
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2026-02-11T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312526046552/0001193125-26-046552-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312526046552/d67288d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-046552
- JSON: https://secwatch.observer/filing/0001193125-26-046552.json
- Plain text: https://secwatch.observer/filing/0001193125-26-046552.txt

## Source-grounded claims
- claim_id: c052bfeafc6027d6246208008230d11056d14ceb
  claim: GLADSTONE INVESTMENT CORPORATION\DE entered into Underwriting Agreement with Oppenheimer & Co. Inc., as representative of the several underwriters valued at $100.0 million aggregate principal amount (effective 2026-02-10).
  evidence_excerpt: On February 10, 2026, Gladstone Investment Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein, in connection with the issuance and sale of $100.0 million aggregate principal amount of the Company’s 7.125% Notes due 2031 (the “Offering”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312526046552/0001193125-26-046552-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.