---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-056552"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2026-02-18T23:59:59+00:00"
generated_at: "2026-05-16T01:58:05.817920+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment issues $115M of 7.125% Notes due 2031

## Summary
- $115M aggregate principal, 7.125% interest, mature May 1, 2031; quarterly interest starts May 1, 2026.
- Notes are unsecured, rank pari passu with existing 5.00% 2026, 4.875% 2028, 6.875% 2028, and 7.875% 2030 notes.
- Redeemable at par after May 1, 2028 on 30-60 days notice.
- Net proceeds to repay credit facility borrowings, fund new investments, and general corporate purposes.
- Closed Feb 18, 2026 under effective shelf registration statement.

## SEC filing metadata
- accession: 0001193125-26-056552
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2026-02-18T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312526056552/0001193125-26-056552-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312526056552/d878674d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-056552
- JSON: https://secwatch.observer/filing/0001193125-26-056552.json
- Plain text: https://secwatch.observer/filing/0001193125-26-056552.txt

## Source-grounded claims
- claim_id: 1b5afb699e97fe8e73c1c987e6431145bf676cc4
  claim: GLADSTONE INVESTMENT CORPORATION\DE incurred senior notes of $115.0 million with UMB Bank, National Association, as trustee at 7.125% per year maturing May 1, 2031.
  evidence_excerpt: On February 18, 2026, in connection with a previously announced public offering, Gladstone Investment Corporation (the “Company”) and UMB Bank, National Association, as trustee (the “Trustee”), entered into a Seventh Supplemental Indenture ( the “Seventh Supplemental Indenture” ) to the Indenture, dated May 22, 2020, between the Company and the Trustee (together with the Seventh Supplemental Indenture, the “Indenture”). The Seventh Supplemental Indenture relates to Company’s issuance, offer and sale of up to $ 115.0 million aggregate principal amount of its 7.125% Notes due 2031 (the “Notes”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312526056552/0001193125-26-056552-index.htm
- claim_id: fa23fba6ee18481920769357f6d8845b49bd0f4a
  claim: GLADSTONE INVESTMENT CORPORATION\DE entered into Seventh Supplemental Indenture with UMB Bank, National Association valued at $115.0 million aggregate principal amount (effective 2026-02-18).
  evidence_excerpt: On February 18, 2026, in connection with a previously announced public offering, Gladstone Investment Corporation (the “Company”) and UMB Bank, National Association, as trustee (the “Trustee”), entered into a Seventh Supplemental Indenture ( the “Seventh Supplemental Indenture” ) to the Indenture, dated May 22, 2020, between the Company and the Trustee (together with the Seventh Supplemental Indenture, the “Indenture”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1321741/000119312526056552/0001193125-26-056552-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.