---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-072058"
form_type: "8-K"
ticker: "HLI"
cik: "0001302215"
company_name: "HOULIHAN LOKEY, INC."
filed_at: "2026-02-25T23:59:59+00:00"
generated_at: "2026-05-16T00:09:15.066437+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "high"
source: SEC EDGAR
---

# Houlihan Lokey registers ~32,421 shares for resale from former Waller Helms and 7MA sellers

## Summary
- Resale registration covers up to 4,009 shares from former Waller Helms members issued on Jan 20, 2026 upon performance targets.
- Also covers 28,412 shares from former 7 Mile Advisors sellers: 1,109 from performance targets (Jan 27, 2026) and 27,303 from convertible note conversion (Dec 26, 2025).
- Shares are Class A common stock issuable upon conversion of Class B common stock; no change to company's financial position.

## SEC filing metadata
- accession: 0001193125-26-072058
- form_type: 8-K
- ticker: HLI
- cik: 0001302215
- company_name: HOULIHAN LOKEY, INC.
- filed_at: 2026-02-25T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1302215/000119312526072058/0001193125-26-072058-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1302215/000119312526072058/d72411d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-072058
- JSON: https://secwatch.observer/filing/0001193125-26-072058.json
- Plain text: https://secwatch.observer/filing/0001193125-26-072058.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.