secwatch.observer — SEC 8-K summary
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Issuer:     HOULIHAN LOKEY, INC. (HLI)
CIK:        0001302215
Form:       8-K
Filed at:   2026-02-25T23:59:59+00:00
Accession:  0001193125-26-072058
Event type: other_material
Sentiment:  neutral
Materiality: 0.25
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Houlihan Lokey registers ~32,421 shares for resale from former Waller Helms and 7MA sellers
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- Resale registration covers up to 4,009 shares from former Waller Helms members issued on Jan 20, 2026 upon performance targets.
- Also covers 28,412 shares from former 7 Mile Advisors sellers: 1,109 from performance targets (Jan 27, 2026) and 27,303 from convertible note conversion (Dec 26, 2025).
- Shares are Class A common stock issuable upon conversion of Class B common stock; no change to company's financial position.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1302215/000119312526072058/0001193125-26-072058-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1302215/000119312526072058/d72411d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-26-072058

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer