8-K filed February 27, 2026, 6:59 PM ET ticker PFLT CIK 0001504619

debt confidence high sentiment neutral materiality 0.50

PennantPark closes $356.5M CLO refinancing and upsize, new notes issued

PennantPark Floating Rate Capital Ltd.

Refinanced and upsized CLO VIII to $356.5M total debt securitization; new notes and loans issued.
Issued $123M Class A-1-R Notes at SOFR+1.43%, $80M Class A-1-R Loans at SOFR+1.43%, and other tranches.
Replacement debt matures April 2038; 100% funded at closing; non-recourse to the company.
Company retains subordinated notes through consolidated subsidiary; waives base management fee as portfolio manager.
Proceeds used to redeem prior CLO notes and pay fees; upsize provides additional capital.

item 1.01 item 2.03 item 9.01

Machine-readable event card

schema_version: secwatch.filing_event.v1
accession: 0001193125-26-082897
form_type: 8-K
ticker: PFLT
cik: 0001504619
company_name: PennantPark Floating Rate Capital Ltd.
filed_at: 2026-02-27T23:59:59+00:00
discovered_at: 2026-05-14T18:02:35.253174+00:00
generated_at: 2026-05-15T23:02:10.133814+00:00
sec_items: ["1.01", "2.03", "9.01"]
event_type: debt
sentiment: neutral
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: high
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Source-grounded claims

18def5e750ee7603d07dbf9e10cc475308c8e69f

PennantPark Floating Rate Capital Ltd. incurred senior notes of $19.25 million with Wilmington Trust, National Association at three-month SOFR plus 3.20% maturing April 2038.

(v) $19.25 million of D-R Notes, which bear interest at three-month SOFR plus 3.20%

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

4b96621a203f00ae7fdb969d2737a1376511d754

PennantPark Floating Rate Capital Ltd. incurred senior notes of $24.5 million with Wilmington Trust, National Association at three-month SOFR plus 2.15% maturing April 2038.

(iv) $24.5 million of C-R Notes, which bear interest at three-month SOFR plus 2.15%

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

8d6958c47ceee9d1e8ecc5967f56969f448924b8

PennantPark Floating Rate Capital Ltd. incurred senior notes of $26.25 million with Wilmington Trust, National Association at three-month SOFR plus 1.75% maturing April 2038.

(iii) $26.25 million of Class B-R Notes, which bear interest at three-month SOFR plus 1.75%

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

9c42ce23835640f538802abe88fa8ca7454c493a

PennantPark Floating Rate Capital Ltd. incurred senior notes of $123 million with Wilmington Trust, National Association at three-month SOFR plus 1.43% maturing April 2038.

(i) $123 million of A-1-R Notes, which bear interest at the three-month secured overnight financing rate (“ SOFR ”) plus 1.43%

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

c54050eca878aab6d467928661e44d3eac1d8639

PennantPark Floating Rate Capital Ltd. incurred senior notes of $14 million with Wilmington Trust, National Association at three-month SOFR plus 1.60% maturing April 2038.

(ii) $14 million of A-2-R Notes, which bear interest at three-month SOFR plus 1.60%

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

bf5c78c504b59c204fca55d4b65b77c3d0af055b

PennantPark Floating Rate Capital Ltd. amended CLO Reset Transaction with Wilmington Trust, National Association valued at Refinancing and upsize of $356.5 million debt securitization; issuance of Replacement Notes and Clas (effective 2026-02-24).

On February 24, 2026 (“ Closing Date ”), PennantPark CLO VIII, LLC (the “ Issuer ”), a wholly-owned and consolidated subsidiary of PennantPark Floating Rate Capital Ltd. (the “ Company ”), closed the refinancing and upsize of a four-year reinvestment period, twelve-year final maturity $ 356.5 million debt securitization in the form of a collateralized loan obligation (the “ CLO Reset Transaction ”).

SEC 8-K Item 1.01/1.02 confidence 0.93 SEC evidence

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