Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.99
FIDUS INVESTMENT Corp amended Equity Distribution Agreement Amendment No. 3 with Raymond James & Associates, Inc.; B. Riley Securities, Inc. valued at ATM Program maximum increased to $400.0 million; approx. $134.8 million remaining available (effective 2026-03-02).
- Action
- amendment
- Agreement
- atm program
- Counterparty
- Raymond James & Associates, Inc.; B. Riley Securities, Inc.
- Value
- ATM Program maximum increased to $400.0 million; approx. $134.8 million remaining available
- Effective
- 2026-03-02
Exact text from the filing
On March 2, 2026, the Company increased the maximum amount of Shares to be sold through the ATM Program to $400.0 million from $300.0 million. In connection with the upsize of the ATM Program, the Company entered into amendment no. 3 (“Amendment No. 3”) to the equity distribution agreement, dated November 10, 2022 (the “Equity Distribution Agreement”) with Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. (“Raymond James”) and B. Riley Securities, Inc. (“B. Riley” and together with Raymond James, the “Sales Agents”).
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