secwatch.observer — SEC 8-K summary ====================================== Issuer: Upstream Bio, Inc. (UPB) CIK: 0002022626 Form: 8-K Filed at: 2026-03-26T23:59:59+00:00 Accession: 0001193125-26-126572 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Upstream Bio enters into $150M at-the-market offering agreement with Leerink Partners -------------------------------------------------------------------------------- - Company may sell up to $150M of common stock through Leerink Partners as sales agent. - Agent will receive up to 3.0% commission on gross proceeds from sales. - Offering made under existing shelf registration statement; no obligation to sell any shares. - Sales may be made on Nasdaq or other markets as at-the-market offerings. - Company can suspend or terminate offering at any time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2022626/000119312526126572/0001193125-26-126572-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2022626/000119312526126572/d110609d8k.htm HTML page: https://secwatch.observer/filing/0001193125-26-126572 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer