secwatch.observer — SEC 8-K summary
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Issuer:     Lumentum Holdings Inc. (LITE)
CIK:        0001633978
Form:       8-K
Filed at:   2026-04-08T23:59:59+00:00
Accession:  0001193125-26-146256
Event type: debt
Sentiment:  neutral
Materiality: 0.60
Item codes: 3.02
LLM model:  deepseek-v4-flash:cloud@v2

Lumentum exchanges ~5.7M shares for ~$474.6M in convertible notes due 2026/2029
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- Exchanged ~$264.8M of 0.50% 2026 notes and ~$209.8M of 1.50% 2029 notes for 5.7M shares.
- Exchange closes April 13, 2026; no cash proceeds received; notes canceled.
- Remaining notes: ~$63.1M of 2026 notes and ~$84.5M of 2029 notes with unchanged terms.
- Shares issued in private placement to accredited investors/QIBs under Section 4(a)(2).
- Incremental dilution of ~0.6M shares beyond principal conversion.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1633978/000119312526146256/0001193125-26-146256-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1633978/000119312526146256/d13152d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-26-146256

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