secwatch.observer — SEC 8-K summary ====================================== Issuer: Alaunos Therapeutics, Inc. (TCRT) CIK: 0001107421 Form: 8-K Filed at: 2026-04-15T23:59:59+00:00 Accession: 0001193125-26-157126 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Alaunos Therapeutics receives Nasdaq delisting notice for equity shortfall; 45 days to submit plan -------------------------------------------------------------------------------- - Nasdaq notified Alaunos on April 9, 2026, of non-compliance with minimum $2.5M stockholders' equity; 2025 10-K reported $2.153M. - Company also fails alternative listing standards: market value of listed securities $35M or net income $500K last fiscal year. - Must submit compliance plan by May 26, 2026; if accepted, Nasdaq may grant up to 180-day extension. - If plan rejected or extension not achieved, Company may request hearing before Nasdaq hearings panel. - Trading in TCRT common stock continues pending disclosure and compliance process. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1107421/000119312526157126/0001193125-26-157126-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1107421/000119312526157126/tcrt-20260409.htm HTML page: https://secwatch.observer/filing/0001193125-26-157126 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer