{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-26-170805","form_type":"8-K","ticker":"SCHW","cik":"0000316709","company_name":"SCHWAB CHARLES CORP","filed_at":"2026-04-22T23:59:59+00:00","discovered_at":"2026-05-14T18:02:33.555019+00:00","generated_at":"2026-05-15T04:57:30.393694+00:00","sec_items":["3.03","5.03","8.01","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Schwab issues 1.5M depositary shares of 6.1% Series L preferred stock, netting ~$1.48B","bullets":["Issued 1,500,000 depositary shares each representing 1/100th of a share of 6.100% fixed-rate reset non-cumulative perpetual preferred stock, Series L.","Net proceeds of approximately $1.48 billion after underwriting discounts and estimated expenses.","Preferred stock has liquidation preference of $100,000 per share ($1,000 per depositary share).","Underwriters include Citigroup, Goldman Sachs, J.P. Morgan, Morgan Stanley, TD Securities, and Wells Fargo.","Dividend restrictions on common and junior preferred stock apply if Series L dividends are not declared and paid."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-170805","json":"https://secwatch.observer/filing/0001193125-26-170805.json","markdown":"https://secwatch.observer/filing/0001193125-26-170805.md","text":"https://secwatch.observer/filing/0001193125-26-170805.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/d157689d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-15T04:57:30.393694+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"45ea8c9f4686f65ae8f89f181578d6d3a84b144c","claim":"SCHWAB CHARLES CORP: Filed Certificate of Designations establishing Series L Preferred Stock (effective 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materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-201520","json":"https://secwatch.observer/filing/0001193125-26-201520.json","markdown":"https://secwatch.observer/filing/0001193125-26-201520.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/d308857d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm"}},{"accession":"0001477932-26-002697","ticker":"BRQL","company_name":"DYNAMIC AEROSPACE SYSTEMS Corp","filed_at":"2026-04-30T23:59:59+00:00","headline":"Dynamic Aerospace Systems raises $246K via convertible note, creates dilutive Series E Preferred","event_type":"debt","sec_items":["1.01","3.02","5.03","7.01","8.01","9.01"],"materiality_score":0.8,"calibrated_materiality_score":0.8,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 8.01, 9.01","same event type: debt"],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-26-002697","json":"https://secwatch.observer/filing/0001477932-26-002697.json","markdown":"https://secwatch.observer/filing/0001477932-26-002697.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1854526/000147793226002697/0001477932-26-002697-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1854526/000147793226002697/brql_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"On April 30, 2026, Dynamic Aerospace Systems Corporation, a Nevada corporation (the “Company”), filed with the Secretary of State of Nevada a Certificate of Designation of Rights and Preferences for the creation of a new series of preferred stock designated as the Series E Preferred Stock","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1854526/000147793226002697/0001477932-26-002697-index.htm"}},{"accession":"0001193125-26-211978","ticker":"JPM","company_name":"JPMORGAN CHASE & CO","filed_at":"2026-05-07T23:59:59+00:00","headline":"JPMorgan issues $3B of 6.100% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series PP","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-211978","json":"https://secwatch.observer/filing/0001193125-26-211978.json","markdown":"https://secwatch.observer/filing/0001193125-26-211978.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/19617/000119312526211978/0001193125-26-211978-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/19617/000119312526211978/d903351d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"On May 6, 2026, the Company filed a Certificate of Designations, Powers, Preferences and Rights with the Secretary of State of the State of Delaware, establishing the rights, preferences, privileges, qualifications, restrictions and limitations relating to the Series PP Preferred Stock","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/19617/000119312526211978/0001193125-26-211978-index.htm"}},{"accession":"0001829126-26-004744","ticker":"KALA","company_name":"KALA BIO, Inc.","filed_at":"2026-05-07T23:59:59+00:00","headline":"KALA BIO announces 1-for-50 reverse stock split effective May 8, 2026","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-26-004744","json":"https://secwatch.observer/filing/0001829126-26-004744.json","markdown":"https://secwatch.observer/filing/0001829126-26-004744.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1479419/000182912626004744/0001829126-26-004744-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1479419/000182912626004744/kalabio_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"On May 7, 2026, KALA BIO, Inc. (the “ Company ”) filed a Certificate of Amendment (the “ Certificate of Amendment ”) to the Company’s Restated Certificate of Incorporation (as amended, the “ Certificate of Incorporation ”) with the Secretary of State of Delaware to effect a 1-for-50 reverse stock split of the shares of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), either issued and outstanding or held by the Company as treasury stock, effective as of 4:05 p.m. (Delaware time) on May 8, 2026 (the “ Reverse Stock Split ”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1479419/000182912626004744/0001829126-26-004744-index.htm"}},{"accession":"0001193125-26-207628","ticker":"BNZI","company_name":"Banzai International, Inc.","filed_at":"2026-05-06T23:59:59+00:00","headline":"Banzai announces 1-for-20 reverse stock split effective May 8, 2026 to maintain Nasdaq compliance","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-207628","json":"https://secwatch.observer/filing/0001193125-26-207628.json","markdown":"https://secwatch.observer/filing/0001193125-26-207628.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1826011/000119312526207628/0001193125-26-207628-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1826011/000119312526207628/bnzi-20260505.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"On April 28, 2026, the Company filed a Certificate of Amendment to its COI with the Secretary of State of Delaware (the “Certificate of Amendment”), for the Reverse Stock Split at a ratio of 1-for-20.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1826011/000119312526207628/0001193125-26-207628-index.htm"}},{"accession":"0001437749-26-013905","ticker":"BKYI","company_name":"BIO KEY INTERNATIONAL INC","filed_at":"2026-04-29T23:59:59+00:00","headline":"BIO-key announces 1-for-10 reverse stock split to regain Nasdaq compliance","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-26-013905","json":"https://secwatch.observer/filing/0001437749-26-013905.json","markdown":"https://secwatch.observer/filing/0001437749-26-013905.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1019034/000143774926013905/0001437749-26-013905-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1019034/000143774926013905/bkyi20260429_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"the Company filed a Certificate of Amendment (the “ Certificate of Amendment ”) with the Secretary of State of the State of Delaware to effect the reverse stock split. The Certificate of Amendment will become effective at 5:00 p.m., Eastern Time, on April 29, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1019034/000143774926013905/0001437749-26-013905-index.htm"}},{"accession":"0001628280-26-039465","ticker":"IOT","company_name":"Samsara Inc.","filed_at":"2026-06-01T20:07:41+00:00","headline":"Samsara Inc. reincorporates from Delaware to Nevada, effective June 1, 2026","event_type":"other_material","sec_items":["3.03","5.03","9.01"],"materiality_score":0.45,"calibrated_materiality_score":0.45,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039465","json":"https://secwatch.observer/filing/0001628280-26-039465.json","markdown":"https://secwatch.observer/filing/0001628280-26-039465.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1642896/000162828026039465/0001628280-26-039465-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1642896/000162828026039465/iot-20260601.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"the reincorporation of the Company from the State of Delaware to the State of Nevada (the “Reincorporation”) became effective on June 1, 2026, at 12:02 a.m. Pacific Time","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1642896/000162828026039465/0001628280-26-039465-index.htm"}},{"accession":"0001437749-26-018930","ticker":"CPSH","company_name":"CPS TECHNOLOGIES CORP/DE/","filed_at":"2026-06-01T13:35:50+00:00","headline":"CPS Technologies closes $9.6M registered direct offering of 1.2M shares at $8.00/share","event_type":"other_material","sec_items":["1.01","5.03","8.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-26-018930","json":"https://secwatch.observer/filing/0001437749-26-018930.json","markdown":"https://secwatch.observer/filing/0001437749-26-018930.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/814676/000143774926018930/0001437749-26-018930-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/814676/000143774926018930/cpsh20260528_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"the Certificate of Designations became effective upon filing with the Secretary of State of the State of Delaware","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/316709/000119312526170805/0001193125-26-170805-index.htm","comparable_excerpt":"On May 27, 2026, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment (the “Amendment”) of the Company’s Restated Certificate of Incorporation, effective as of the same date. 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