{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-26-201520","form_type":"8-K","ticker":"ALLY","cik":"0000040729","company_name":"Ally Financial Inc.","filed_at":"2026-05-01T23:59:59+00:00","discovered_at":"2026-05-14T18:02:33.594269+00:00","generated_at":"2026-05-15T00:25:46.996711+00:00","sec_items":["3.03","8.01","5.03","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Ally Financial issues 1M shares of 7.100% Series D preferred stock for $1B","bullets":["Offered 1,000,000 shares of 7.100% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock at $1,000/share.","Underwriters paid $990/share; net proceeds ~$990M. Underwriters include BofA, Citigroup, Deutsche Bank, Morgan Stanley.","Dividend rate 7.100% through August 2031, then resets to 5-year Treasury rate + 3.148% every five years.","Series D ranks senior to common, on parity with Series B and C; redeemable at Ally's option after 2031 or upon regulatory capital treatment event.","Offering closed May 1, 2026; issued under existing shelf registration statement."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-201520","json":"https://secwatch.observer/filing/0001193125-26-201520.json","markdown":"https://secwatch.observer/filing/0001193125-26-201520.md","text":"https://secwatch.observer/filing/0001193125-26-201520.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/d308857d8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-15T00:25:46.996711+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"9ce3a136b4db3464da84667ee4a6fdeb3286aadf","claim":"Ally Financial Inc.: Filed Certificate of Designation to establish Series D Preferred Stock, amending the Amended and Restated Certificate of Incorporation (effective 2026-04-29).","evidence_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001477932-26-002697","ticker":"BRQL","company_name":"DYNAMIC AEROSPACE SYSTEMS Corp","filed_at":"2026-04-30T23:59:59+00:00","headline":"Dynamic Aerospace Systems raises $246K via convertible note, creates dilutive Series E Preferred","event_type":"debt","sec_items":["1.01","3.02","5.03","7.01","8.01","9.01"],"materiality_score":0.8,"calibrated_materiality_score":0.8,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 8.01, 9.01","same event type: debt"],"urls":{"canonical":"https://secwatch.observer/filing/0001477932-26-002697","json":"https://secwatch.observer/filing/0001477932-26-002697.json","markdown":"https://secwatch.observer/filing/0001477932-26-002697.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1854526/000147793226002697/0001477932-26-002697-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1854526/000147793226002697/brql_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"On April 30, 2026, Dynamic Aerospace Systems Corporation, a Nevada corporation (the “Company”), filed with the Secretary of State of Nevada a Certificate of Designation of Rights and Preferences for the creation of a new series of preferred stock designated as the Series E Preferred Stock","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1854526/000147793226002697/0001477932-26-002697-index.htm"}},{"accession":"0001193125-26-211978","ticker":"JPM","company_name":"JPMORGAN CHASE & CO","filed_at":"2026-05-07T23:59:59+00:00","headline":"JPMorgan issues $3B of 6.100% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series PP","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-211978","json":"https://secwatch.observer/filing/0001193125-26-211978.json","markdown":"https://secwatch.observer/filing/0001193125-26-211978.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/19617/000119312526211978/0001193125-26-211978-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/19617/000119312526211978/d903351d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"On May 6, 2026, the Company filed a Certificate of Designations, Powers, Preferences and Rights with the Secretary of State of the State of Delaware, establishing the rights, preferences, privileges, qualifications, restrictions and limitations relating to the Series PP Preferred Stock","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/19617/000119312526211978/0001193125-26-211978-index.htm"}},{"accession":"0001829126-26-004744","ticker":"KALA","company_name":"KALA BIO, Inc.","filed_at":"2026-05-07T23:59:59+00:00","headline":"KALA BIO announces 1-for-50 reverse stock split effective May 8, 2026","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001829126-26-004744","json":"https://secwatch.observer/filing/0001829126-26-004744.json","markdown":"https://secwatch.observer/filing/0001829126-26-004744.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1479419/000182912626004744/0001829126-26-004744-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1479419/000182912626004744/kalabio_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"On May 7, 2026, KALA BIO, Inc. (the “ Company ”) filed a Certificate of Amendment (the “ Certificate of Amendment ”) to the Company’s Restated Certificate of Incorporation (as amended, the “ Certificate of Incorporation ”) with the Secretary of State of Delaware to effect a 1-for-50 reverse stock split of the shares of the Company’s common stock, par value $0.001 per share (the “ Common Stock ”), either issued and outstanding or held by the Company as treasury stock, effective as of 4:05 p.m. (Delaware time) on May 8, 2026 (the “ Reverse Stock Split ”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1479419/000182912626004744/0001829126-26-004744-index.htm"}},{"accession":"0001193125-26-207628","ticker":"BNZI","company_name":"Banzai International, Inc.","filed_at":"2026-05-06T23:59:59+00:00","headline":"Banzai announces 1-for-20 reverse stock split effective May 8, 2026 to maintain Nasdaq compliance","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-207628","json":"https://secwatch.observer/filing/0001193125-26-207628.json","markdown":"https://secwatch.observer/filing/0001193125-26-207628.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1826011/000119312526207628/0001193125-26-207628-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1826011/000119312526207628/bnzi-20260505.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"On April 28, 2026, the Company filed a Certificate of Amendment to its COI with the Secretary of State of Delaware (the “Certificate of Amendment”), for the Reverse Stock Split at a ratio of 1-for-20.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1826011/000119312526207628/0001193125-26-207628-index.htm"}},{"accession":"0001437749-26-013905","ticker":"BKYI","company_name":"BIO KEY INTERNATIONAL INC","filed_at":"2026-04-29T23:59:59+00:00","headline":"BIO-key announces 1-for-10 reverse stock split to regain Nasdaq compliance","event_type":"other_material","sec_items":["3.03","5.03","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-26-013905","json":"https://secwatch.observer/filing/0001437749-26-013905.json","markdown":"https://secwatch.observer/filing/0001437749-26-013905.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1019034/000143774926013905/0001437749-26-013905-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1019034/000143774926013905/bkyi20260429_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"the Company filed a Certificate of Amendment (the “ Certificate of Amendment ”) with the Secretary of State of the State of Delaware to effect the reverse stock split. The Certificate of Amendment will become effective at 5:00 p.m., Eastern Time, on April 29, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1019034/000143774926013905/0001437749-26-013905-index.htm"}},{"accession":"0001628280-26-039465","ticker":"IOT","company_name":"Samsara Inc.","filed_at":"2026-06-01T20:07:41+00:00","headline":"Samsara Inc. reincorporates from Delaware to Nevada, effective June 1, 2026","event_type":"other_material","sec_items":["3.03","5.03","9.01"],"materiality_score":0.45,"calibrated_materiality_score":0.45,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039465","json":"https://secwatch.observer/filing/0001628280-26-039465.json","markdown":"https://secwatch.observer/filing/0001628280-26-039465.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1642896/000162828026039465/0001628280-26-039465-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1642896/000162828026039465/iot-20260601.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"the reincorporation of the Company from the State of Delaware to the State of Nevada (the “Reincorporation”) became effective on June 1, 2026, at 12:02 a.m. Pacific Time","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1642896/000162828026039465/0001628280-26-039465-index.htm"}},{"accession":"0001437749-26-018930","ticker":"CPSH","company_name":"CPS TECHNOLOGIES CORP/DE/","filed_at":"2026-06-01T13:35:50+00:00","headline":"CPS Technologies closes $9.6M registered direct offering of 1.2M shares at $8.00/share","event_type":"other_material","sec_items":["1.01","5.03","8.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 8.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-26-018930","json":"https://secwatch.observer/filing/0001437749-26-018930.json","markdown":"https://secwatch.observer/filing/0001437749-26-018930.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/814676/000143774926018930/0001437749-26-018930-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/814676/000143774926018930/cpsh20260528_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"On May 27, 2026, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment (the “Amendment”) of the Company’s Restated Certificate of Incorporation, effective as of the same date. The Amendment increased the number of shares of common stock, $0.01 par value per share (the “Common Stock”), that the Company is authorized to issue from 20,000,000 to 25,000,000.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/814676/000143774926018930/0001437749-26-018930-index.htm"}},{"accession":"0001193125-26-215756","ticker":"GIG","company_name":"GigCapital7 Corp.","filed_at":"2026-05-11T23:59:59+00:00","headline":"GigCapital7 domestication from Cayman Islands to Delaware effective May 8 after shareholder vote","event_type":"other_material","sec_items":["3.03","5.03","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 3.03, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-215756","json":"https://secwatch.observer/filing/0001193125-26-215756.json","markdown":"https://secwatch.observer/filing/0001193125-26-215756.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/2023730/000119312526215756/0001193125-26-215756-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2023730/000119312526215756/d72988d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On April 29, 2026, Ally filed the Certificate with the Secretary of State of the State of Delaware, amending Ally’s Amended and Restated Certificate of Incorporation by establishing Ally’s Series D Preferred Stock","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/40729/000119312526201520/0001193125-26-201520-index.htm","comparable_excerpt":"On May 8, 2026, GigCapital7 effectuated the Domestication by filing (i) a voluntary declaration pursuant to Section 206(3) of the Companies Act (revised) of the Acts of the Cayman Islands, (ii) a certificate of corporate domestication with the Secretary of State of the State of Delaware (the “ DE SoS ”), and (iii) an interim certificate of incorporation with the DE SoS (the “ Domesticated GigCapital7 Charter ”). Domesticated GigCapital7 also adopted bylaws (the “ Domesticated GigCapital7 Bylaws ” and together with the Domesticated GigCapital7 Charter, the “ Domesticated GigCapital7 Governing Documents ”) in connection with the Domestication.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/2023730/000119312526215756/0001193125-26-215756-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}