{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-26-227202","form_type":"8-K","ticker":"BURU","cik":"0001814215","company_name":"Nuburu, Inc.","filed_at":"2026-05-15T21:10:15+00:00","discovered_at":"2026-05-15T21:12:00.280767+00:00","generated_at":"2026-05-15T21:13:10.352066+00:00","sec_items":["1.01","3.01","3.02"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"confidence":"high","headline":"Nuburu faces second NYSE noncompliance notice; swaps Series A for warrants to 4.4M shares","bullets":["Received NYSE American notice on May 12, 2026 for stockholders' equity below $4M (Section 1003(a)(ii)); existing compliance plan continues through Oct 29, 2026.","Stockholders' deficit ~$15.2M as of Dec 31, 2025; historical net losses cited.","Entered Exchange Agreement with Indigo Capital to exchange up to 446,946 Series A Preferred shares for pre-funded warrants.","Initial closing: 71,430 Series A shares swapped for warrant exercisable for up to 4,398,399 common shares at $0.0001 exercise price.","Warrant price based on 30% discount to VWAP; 4.99% beneficial ownership cap; warrant expires May 11, 2029."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-227202","json":"https://secwatch.observer/filing/0001193125-26-227202.json","markdown":"https://secwatch.observer/filing/0001193125-26-227202.md","text":"https://secwatch.observer/filing/0001193125-26-227202.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1814215/000119312526227202/0001193125-26-227202-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1814215/000119312526227202/buru-20260511.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-15T21:13:10.352066+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}