---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-326406"
form_type: "8-K"
ticker: "HAFC"
cik: "0001109242"
company_name: "HANMI FINANCIAL CORP"
filed_at: "2026-07-30T21:48:23+00:00"
generated_at: "2026-07-31T10:05:58.669361+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Hanmi Financial issues $55M subordinated notes at 6.50%, plans to redeem $110M of 3.75% notes

## Summary
- Issued $55M aggregate principal of 6.50% Fixed-to-Floating Rate Subordinated Notes due 2036.
- Notes bear fixed 6.50% for first 5 years, then float at 3-month SOFR + 234 bps.
- Proceeds to redeem all $110M of outstanding 3.75% subordinated notes due 2031; redemption expected Sept 1, 2026.
- Notes qualify as Tier 2 capital for regulatory purposes.
- D.A. Davidson & Co. served as sole placement agent.

## SEC filing metadata
- accession: 0001193125-26-326406
- form_type: 8-K
- ticker: HAFC
- cik: 0001109242
- company_name: HANMI FINANCIAL CORP
- filed_at: 2026-07-30T21:48:23+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1109242/000119312526326406/0001193125-26-326406-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1109242/000119312526326406/d170447d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-326406
- JSON: https://secwatch.observer/filing/0001193125-26-326406.json
- Plain text: https://secwatch.observer/filing/0001193125-26-326406.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.