secwatch.observer — SEC 8-K summary
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Issuer:     HANMI FINANCIAL CORP (HAFC)
CIK:        0001109242
Form:       8-K
Filed at:   2026-07-30T21:48:23+00:00
Accession:  0001193125-26-326406
Event type: debt
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 2.03, 7.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Hanmi Financial issues $55M subordinated notes at 6.50%, plans to redeem $110M of 3.75% notes
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- Issued $55M aggregate principal of 6.50% Fixed-to-Floating Rate Subordinated Notes due 2036.
- Notes bear fixed 6.50% for first 5 years, then float at 3-month SOFR + 234 bps.
- Proceeds to redeem all $110M of outstanding 3.75% subordinated notes due 2031; redemption expected Sept 1, 2026.
- Notes qualify as Tier 2 capital for regulatory purposes.
- D.A. Davidson & Co. served as sole placement agent.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1109242/000119312526326406/0001193125-26-326406-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1109242/000119312526326406/d170447d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-26-326406

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