---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-349380"
form_type: "8-K"
ticker: "APVO"
cik: "0001671584"
company_name: "Aptevo Therapeutics Inc."
filed_at: "2026-08-13T20:37:17+00:00"
generated_at: "2026-08-13T20:38:07.475916+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Aptevo raises $4.5M via warrant exercise and PIPE at $4.03/share

## Summary
- Exercised existing warrants for 254,922 shares at $4.03; issued inducement warrants for 1,274,610 shares.
- PIPE: sold 861,708 shares plus warrants for 4,308,540 shares at $4.03; gross proceeds ~$4.5M.
- Closed Aug 13, 2026; Roth Capital acted as placement agent; proceeds for working capital.
- Warrants exercisable after stockholder approval; expire 5 years later.

## SEC filing metadata
- accession: 0001193125-26-349380
- form_type: 8-K
- ticker: APVO
- cik: 0001671584
- company_name: Aptevo Therapeutics Inc.
- filed_at: 2026-08-13T20:37:17+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1671584/000119312526349380/0001193125-26-349380-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1671584/000119312526349380/apvo-20260812.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-349380
- JSON: https://secwatch.observer/filing/0001193125-26-349380.json
- Plain text: https://secwatch.observer/filing/0001193125-26-349380.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.