secwatch.observer — SEC 8-K summary
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Issuer:     Aptevo Therapeutics Inc. (APVO)
CIK:        0001671584
Form:       8-K
Filed at:   2026-08-13T20:37:17+00:00
Accession:  0001193125-26-349380
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 3.02, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Aptevo raises $4.5M via warrant exercise and PIPE at $4.03/share
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- Exercised existing warrants for 254,922 shares at $4.03; issued inducement warrants for 1,274,610 shares.
- PIPE: sold 861,708 shares plus warrants for 4,308,540 shares at $4.03; gross proceeds ~$4.5M.
- Closed Aug 13, 2026; Roth Capital acted as placement agent; proceeds for working capital.
- Warrants exercisable after stockholder approval; expire 5 years later.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1671584/000119312526349380/0001193125-26-349380-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1671584/000119312526349380/apvo-20260812.htm
  HTML page:      https://secwatch.observer/filing/0001193125-26-349380

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer