---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-349634"
form_type: "8-K"
ticker: "HLI"
cik: "0001302215"
company_name: "HOULIHAN LOKEY, INC."
filed_at: "2026-08-13T21:19:30+00:00"
generated_at: "2026-08-13T21:20:22.748790+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# Houlihan Lokey registers resale of 365,078 Class A shares for Waller Helms and 7MA sellers

## Summary
- Prospectus supplement filed Aug 13, 2026 covers resale of 255,422 shares from Waller Helms acquisition (Dec 2024) and 109,656 from 7MA acquisition (Dec 2023).
- Shares are issuable upon conversion of Class B common stock; all were previously registered under prior S-3 (333-273952), now under new S-3 (333-298200).
- Latham & Watkins LLP opinion on Delaware law included as Exhibit 5.1.
- No new securities issued; registration only for potential resale by selling stockholders.

## SEC filing metadata
- accession: 0001193125-26-349634
- form_type: 8-K
- ticker: HLI
- cik: 0001302215
- company_name: HOULIHAN LOKEY, INC.
- filed_at: 2026-08-13T21:19:30+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1302215/000119312526349634/0001193125-26-349634-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1302215/000119312526349634/d133997d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-349634
- JSON: https://secwatch.observer/filing/0001193125-26-349634.json
- Plain text: https://secwatch.observer/filing/0001193125-26-349634.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.