secwatch.observer — SEC 8-K summary
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Issuer:     HOULIHAN LOKEY, INC. (HLI)
CIK:        0001302215
Form:       8-K
Filed at:   2026-08-13T21:19:30+00:00
Accession:  0001193125-26-349634
Event type: other
Sentiment:  neutral
Materiality: 0.10
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Houlihan Lokey registers resale of 365,078 Class A shares for Waller Helms and 7MA sellers
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- Prospectus supplement filed Aug 13, 2026 covers resale of 255,422 shares from Waller Helms acquisition (Dec 2024) and 109,656 from 7MA acquisition (Dec 2023).
- Shares are issuable upon conversion of Class B common stock; all were previously registered under prior S-3 (333-273952), now under new S-3 (333-298200).
- Latham & Watkins LLP opinion on Delaware law included as Exhibit 5.1.
- No new securities issued; registration only for potential resale by selling stockholders.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1302215/000119312526349634/0001193125-26-349634-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1302215/000119312526349634/d133997d8k.htm
  HTML page:      https://secwatch.observer/filing/0001193125-26-349634

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