---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-383646"
form_type: "8-K"
ticker: "GAIN"
cik: "0001321741"
company_name: "GLADSTONE INVESTMENT CORPORATION\\DE"
filed_at: "2026-09-04T20:07:00+00:00"
generated_at: "2026-09-04T20:08:07.093735+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Gladstone Investment shareholders approve below-NAV share issuance and elect directors

## Summary
- Reconvened annual meeting on Sept 4, 2026; both proposals passed.
- Directors Michela A. English and Anthony W. Parker elected with ~18.5M and ~18.6M votes for, respectively.
- Shareholders authorized issuance of up to 25% of outstanding common stock below NAV over next 12 months, with 14.46M for, 4.73M against, 1.08M abstain.
- No broker non-votes on either proposal.

## SEC filing metadata
- accession: 0001193125-26-383646
- form_type: 8-K
- ticker: GAIN
- cik: 0001321741
- company_name: GLADSTONE INVESTMENT CORPORATION\DE
- filed_at: 2026-09-04T20:07:00+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312526383646/0001193125-26-383646-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1321741/000119312526383646/d162150d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-383646
- JSON: https://secwatch.observer/filing/0001193125-26-383646.json
- Plain text: https://secwatch.observer/filing/0001193125-26-383646.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.