secwatch.observer — SEC 8-K summary ====================================== Issuer: GLADSTONE INVESTMENT CORPORATION\DE (GAIN) CIK: 0001321741 Form: 8-K Filed at: 2026-09-04T20:07:00+00:00 Accession: 0001193125-26-383646 Event type: other_material Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Gladstone Investment shareholders approve below-NAV share issuance and elect directors -------------------------------------------------------------------------------- - Reconvened annual meeting on Sept 4, 2026; both proposals passed. - Directors Michela A. English and Anthony W. Parker elected with ~18.5M and ~18.6M votes for, respectively. - Shareholders authorized issuance of up to 25% of outstanding common stock below NAV over next 12 months, with 14.46M for, 4.73M against, 1.08M abstain. - No broker non-votes on either proposal. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1321741/000119312526383646/0001193125-26-383646-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1321741/000119312526383646/d162150d8k.htm HTML page: https://secwatch.observer/filing/0001193125-26-383646 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer