secwatch.observer — SEC 8-K summary ====================================== Issuer: Fold Holdings, Inc. (FLD) CIK: 0001889123 Form: 8-K Filed at: 2026-09-08T10:10:26+00:00 Accession: 0001193125-26-384299 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Fold Holdings enters $25M common stock purchase agreement with Roth Principal Investments -------------------------------------------------------------------------------- - Up to $25M common stock purchase agreement with Roth Principal Investments, LLC dated Sep 4, 2026. - Company controls sales; purchases at 3% (market open/intraday) or 5% (pre/post-market) VWAP discount. - Term 36 months post-registration effectiveness; threshold price $0.10; 4.99% beneficial ownership cap. - Exchange cap 19.99% of outstanding (10,942,804 shares) unless stockholder approval or price condition met. - $500,000 commitment fee satisfied via 10% withholding on purchases; proceeds for product development, working capital. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1889123/000119312526384299/0001193125-26-384299-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1889123/000119312526384299/fld-20260904.htm HTML page: https://secwatch.observer/filing/0001193125-26-384299 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer