---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-395556"
form_type: "8-K"
ticker: "BSEM"
cik: "0001658678"
company_name: "BioStem Technologies, Inc."
filed_at: "2026-09-18T20:15:16+00:00"
generated_at: "2026-09-18T20:17:15.669272+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# BioStem secures up to $40M committed equity facility with Roth Principal Investments

## Summary
- Facility allows BioStem to sell up to $40M shares at its discretion over a 36-month term.
- Market Open/Intraday purchases priced at 3% VWAP discount; Pre/Post-Market at 5% discount.
- Pays $400k cash commitment fee (1% of facility) plus $75k legal and $50k QIU fees.
- Exchange cap of 19.99% (3,585,375 shares) unless avg price >=$4.3056 or shareholder approval.
- Proceeds intended for working capital and general corporate purposes; no obligation to draw.

## SEC filing metadata
- accession: 0001193125-26-395556
- form_type: 8-K
- ticker: BSEM
- cik: 0001658678
- company_name: BioStem Technologies, Inc.
- filed_at: 2026-09-18T20:15:16+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1658678/000119312526395556/0001193125-26-395556-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1658678/000119312526395556/bsem-20260918.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-395556
- JSON: https://secwatch.observer/filing/0001193125-26-395556.json
- Plain text: https://secwatch.observer/filing/0001193125-26-395556.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.