other material
confidence high
sentiment neutral
materiality 0.70
Alaunos raises $1.12M in registered direct offering of stock and pre-funded warrants
Alaunos Therapeutics, Inc.
- Sold 380,469 common shares at $1.46/share and 386,654 pre-funded warrants at $1.459 each for ~$1.12M gross.
- Net proceeds approximately $915,400.50 after fees; intended for general corporate and working capital purposes.
- Priced at-the-market under Nasdaq rules; Dawson James Securities acted as sole placement agent with 8% cash fee.
- Offering closed September 21, 2026; pre-funded warrants exercisable at $0.001, no expiration, 4.99% beneficial ownership limit.
- Officers and directors entered 15-day lock-up agreements restricting share transfers.