---
schema_version: "secwatch.filing_event.v1"
accession: "0001193125-26-407825"
form_type: "8-K"
ticker: "GENK"
cik: "0001891856"
company_name: "GEN Restaurant Group, Inc."
filed_at: "2026-09-29T21:20:16+00:00"
generated_at: "2026-10-12T13:54:17.038397+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# GEN Restaurant Group enters $25M common stock purchase agreement with Roth Principal Investments

## Summary
- Company can sell up to $25,000,000 of Class A common stock to Roth Principal Investments under a Sept. 29, 2026 Purchase Agreement.
- Purchases may occur over up to 36 months after effectiveness; pricing uses VWAP less 3.0% for Market Open/Intraday and 5.0% for Pre-Market/Post-Market.
- Nasdaq Exchange Cap limits issuance to 6,776,399 shares (19.99% of outstanding), unless stockholder approval or average price meets Base Price.
- Commitment Fee: Roth withholds 10% of each purchase price up to $500,000; Company pays $150,000 initial ($50,000 Digital Offering, $100,000 legal).
- Net proceeds planned for working capital, general corporate purposes, consumer packaged goods expansion, new restaurants, and repaying debt.

## SEC filing metadata
- accession: 0001193125-26-407825
- form_type: 8-K
- ticker: GENK
- cik: 0001891856
- company_name: GEN Restaurant Group, Inc.
- filed_at: 2026-09-29T21:20:16+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1891856/000119312526407825/0001193125-26-407825-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1891856/000119312526407825/d128072d8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001193125-26-407825
- JSON: https://secwatch.observer/filing/0001193125-26-407825.json
- Plain text: https://secwatch.observer/filing/0001193125-26-407825.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.