secwatch.observer — SEC 8-K summary ====================================== Issuer: HOULIHAN LOKEY, INC. (HLI) CIK: 0001302215 Form: 8-K Filed at: 2026-10-05T21:08:20+00:00 Accession: 0001193125-26-414411 Event type: leadership Sentiment: neutral Materiality: 0.25 Item codes: 5.02 LLM model: deepseek-v4.1-flash:cloud@v2 Houlihan Lokey director Todd J. Carter resigns effective Oct 2, 2026; no disagreement cited -------------------------------------------------------------------------------- - Todd J. Carter resigned from Houlihan Lokey's board of directors effective immediately on October 2, 2026, the date of earliest event reported. - The filing states Carter's decision was not the result of any disagreement with the Company on its operations, policies or practices. - No successor director or replacement was named; the report was signed by Prabha S. Bhandari, Chief Legal Officer and Secretary, dated October 5, 2026. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1302215/000119312526414411/0001193125-26-414411-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1302215/000119312526414411/d341970d8k.htm HTML page: https://secwatch.observer/filing/0001193125-26-414411 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer