secwatch.observer — SEC 8-K summary
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Issuer:     Nuburu, Inc. (BURU)
CIK:        0001814215
Form:       8-K
Filed at:   2026-10-06T21:10:13+00:00
Accession:  0001193125-26-415780
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01
LLM model:  deepseek-v4.1-flash:cloud@v2

Nuburu cancels $15M Brick Lane convertible note by returning 295,000 Heckler & Koch shares
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- Company returns 295,000 ordinary shares of Heckler & Koch AG to Brick Lane Capital Management in exchange for cancellation of the $15,000,000 Subordinated Convertible Note dated Feb 6, 2026.
- Side Letter with Esousa Group Holdings and other July 15, 2026 purchasers revises 'Black Scholes Value' in the July 17, 2026 pre-funded warrant for fundamental transactions.
- Series B preferred holders agree to forfeit common shares they would receive if conversion price falls below $0.10; Side Letter imposes monthly penalties if registration deadlines are missed.
- Both agreements are effective September 30, 2026; 8-K signed October 6, 2026 by Executive Chairman and Co-CEO Alessandro Zamboni.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1814215/000119312526415780/0001193125-26-415780-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1814215/000119312526415780/buru-20260930.htm
  HTML page:      https://secwatch.observer/filing/0001193125-26-415780

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