secwatch.observer — SEC 8-K summary ====================================== Issuer: Alaunos Therapeutics, Inc. (TCRT) CIK: 0001107421 Form: 8-K Filed at: 2026-10-09T20:30:14+00:00 Accession: 0001193125-26-419154 Event type: regulatory Sentiment: negative Materiality: 0.72 Item codes: 3.01 LLM model: deepseek-v4.1-flash:cloud@v2 Alaunos Therapeutics gets Nasdaq delisting notice over $2.5M equity rule; plans hearing -------------------------------------------------------------------------------- - Nasdaq staff notified Alaunos on Oct. 5, 2026 that its securities are subject to delisting for failing Listing Rule 5550(b)(1), the $2,500,000 minimum stockholders' equity requirement. - Company first received non-compliance notice on April 9, 2026 and submitted a timely plan to regain compliance; that plan was not accepted. - Alaunos plans to timely request a hearing before the Nasdaq Hearings Panel, which stays suspension or delisting at least until the hearing and any extension expires. - Company is working with a financial advisor to evaluate strategic alternatives and potential transactions to regain listing compliance; no assurance any deal will be signed or completed. - Common stock trades on Nasdaq Capital Market under symbol TCRT; signed by CEO Holger Weis, dated October 9, 2026. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1107421/000119312526419154/0001193125-26-419154-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1107421/000119312526419154/tcrt-20261005.htm HTML page: https://secwatch.observer/filing/0001193125-26-419154 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer